116,242 Jobs Available In New-york-NY

chief compliance officer

Betterment

New York, NY, United States

Chief Compliance Officer You are a compliance leader eager to develop extraordinary broker-dealer and investment adviser compliance programs at a cutt. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

customer & product insights lead

Bill Me Later, Inc.

New York, NY, United States

Fueled by a fundamental belief that having access to financial services creates opportunity, PayPal (NASDAQ: PYPL) is committed to democratizing fin. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

temporary landscape designer/landscape architect

Aslany

New York, NY, United States

Temporary Landscape Designer/Landscape Architect – Deborah Nevins & Associates Deborah Nevins & Associates is hiring a landscape designer on a tempo. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

director of ecological design

Aslany

New York, NY, United States

Director of Ecological Design The mission of Forestry, Horticulture and Natural Resources (FHNR) is to protect, restore, expand and manage New York Ci. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

account executive

Betts Recruiting

New York, NY, United States

NEW YORKAbout Betts You are the type of individual who thrives in a fast-paced, high-growth environment and loves being a part of building something t. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

summer internship

Aslany

New York, NY, United States

Summer Internship One Nature is seeking a talented summer intern for our Beacon, NY studio. Located in the beautiful Hudson Valley, Beacon has an urba. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

wealth advisor, director

Bakeravenue Asset Management

New York, NY, United States

As a purpose-driven wealth management company, Baker Avenue recognizes the importance of supporting financial wellness and success in our clients and . . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

chief compliance officer

Betterment

New York, NY, United States

Chief Compliance Officer You are a compliance leader eager to develop extraordinary broker-dealer and investment adviser compliance programs at a cutt. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

account executive

Betts Recruiting

New York, NY, United States

NEW YORKAbout Betts You are the type of individual who thrives in a fast-paced, high-growth environment and loves being a part of building something t. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

azure cloud architect

Capgemini Government Solutions Llc

New York, NY, United States

Job Overview Title:- Azure Cloud Architect Location:- Columbus Ohio Duration;- Full time with benefits Job ResponsibilitiesOver all 12 Years of experi. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

azure cloud architect

Capgemini Government Solutions Llc

New York, NY, United States

Job Overview Title:- Azure Cloud Architect Location:- Columbus Ohio Duration;- Full time with benefits Job ResponsibilitiesOver all 12 Years of experi. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

business development manager

3 Little Birds Interactive

New York, NY, United States

Seeking a Business Development Manager for growing online marketing firm highly focused on the dating niche. Company is looking to expand into new and. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

director of mobile apps

3 Little Birds Interactive

New York, NY, United States

Founded in 2014, we are a rapidly growing mobile app and technology company. The core of our business has been built around a portfolio of mobile apps. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

operating engineer

Belgian-american Chamber Of Commerce

New York, NY, United States

MaintenancePerform maintenance, monitoring repairs to the Mechanical, Plumbing, Structural, Furniture, Fire, Life Safety, and Control systems for the . . .

Posted on:
12/28/2020
Apply Before:
01/18/2021

lpn - licensed practical nurse (989498)

Recipro Care Jobs

New York, NY, United States

The ShiftMed nursing team is looking for Licensed Practical Nurses (LPN) who are looking and ready to work! When you join the ShiftMed, you get to hav. . .

Posted on:
12/28/2020
Apply Before:
01/18/2021
Showing 116242 Jobs

Chief Compliance Officer

Betterment

New York, NY, United StatesEstimated Salary: $111,391 Per Year

Job Type: Full time

Category: Governance

Key Skills:

chief Compliance Officer Key Skills

  • Risk Assessment
  • Investment Management
  • Auditing
  • Time Management Skills
  • CRCM
  • Billing
  • Trading
  • Public Speaking
  • Fintech
  • Dissemination

This Job Is Expired
This Job Is Expired
Chief Compliance Officer

You are a compliance leader eager to develop extraordinary broker-dealer and investment adviser compliance programs at a cutting-edge financial technology company. You have a comprehensive vision and strategy for building out a compliance program. You’re also willing to roll up your sleeves and jump in with the team, advising on a range of regulatory matters, such as launching new products and partnering with banks. You have a business mind and can influence and partner across a company. You are always seeking new and improved ways of doing things. You have the confidence and ability to work productively with our regulators and internal team of six compliance professionals, and can communicate clearly and persuasively. You have experience with both broker-dealer and investment adviser compliance programs and operations.

But, most importantly, you are driven to help build an elite compliance department with a world-class team. You don’t want to do things the old ways—you want to improve. You want to build a team and organization we can all be proud of, one that changes the way people think about a compliance program.

A Day in the Life:

Lead our compliance organization, providing guidance and support to our business partners, senior management, Board of Directors, and compliance team.For both our investment adviser and broker-dealer entities, ensure that appropriate regulatory policies, procedures and controls are established, maintained and well-documented.Take ownership of all ongoing compliance review processes and requirements, including annual reviews and meetings, Form ADV and Form BD filings, review and drafting of policies and procedures, compliance program framework and operations, etc.Manage and coordinate SEC and FINRA regulatory examinations, including written responses.Partner with the Legal team to analyze changes to regulatory requirements, proactively handle regulatory developments, and advise on new product launches.Continue to develop and mentor our excellent compliance professionals.Become an industry thought leader as we grow and expand our business.

What We’re Looking For:

A minimum of 8 years experience as a compliance professional at a SEC-registered investment adviser, broker-dealer, or regulator (diversity of experience strongly preferred).Experience with rules and regulations applicable to investment advisers and broker-dealers.Comfort with ambiguity—capable of solving complex problems independently in a fast-paced environment and adapting along the way.Demonstrated success as a values-based leader who can build and maintain a culture of empowerment, ownership, and accountability.Ability to initiate and drive projects to completion with minimal guidance.Strong organization, prioritization and time management skills.Substantial experience managing regulatory exams.Excellent writer and communicator.The ability to roll up your sleeves and get into the details.Series 7 and 24 (and have passed the Securities Industry Essentials exam if required).A genuine love for compliance, educating, and advising (it’s your thing!)

Bonus Points If You Have:

Either been a CCO or the number two compliance professional for a SEC-registeredinvestment adviser and FINRA member broker-dealer.Juris Doctor preferred.Series 27 or 63.Familiarity with operations of broker-dealers subject to 15c3-3.Experience with banking regulations

What Being at Betterment Means for You:

Joining Betterment means joining a community of folks passionate about change, being on a team that cares for your health and well-being, and being on a journey of non-stop growth and evolution.

You’ll join a Community:Betterment is a place to bring your best self. We welcome families (and pets) for all our activities such as lunches, company retreats, and celebrations.Make meaningful connections with your peers through interest groups, sports clubs, social events, meetups, and regular knowledge sharing.You’ll stay Happy and Healthy:Regardless of where you are, we will ensure you're well set up and cared for, through gym reimbursements, a customizable workstation, enrollment in our 401(k) service, flexible parental leave, and a whole suite of thoughtful benefits.You’ll have unlimited paid personal and vacation days, and a team that cares about your whole life, not just what you’re working on.You’ll Learn & Grow:Enhance your skills and abilities through Betterment University courses and additional spending for outside learning.Contribute to our knowledge and transparent workspace through mentoring and career coaching programs, weekly company meetings, show & tells.

Please note that Betterment is dedicated to providing accommodations to candidates with disabilities. If you need accommodations at any point throughout the interview process, please reach out tointerview.accommodations@betterment.com

About Betterment

Betterment is the largest independent online financial advisor with more than $22 billion in assets under management. The service is designed to help increase customers’ long-term returns and lower taxes for retirement planning, building wealth, and other financial goals. Betterment takes advanced investment strategies and uses technology to deliver them to more than 500,000 customers across its three business lines: direct-to-consumer, Betterment for Advisors, and Betterment for Business. Learn more.

Come join us!

We’re an equal opportunity employer and comply with all applicable federal, state, and local fair employment practices laws. We strictly prohibit and do not tolerate discrimination against employees, applicants, or any other covered persons because of race, color, religion, creed, national origin or ancestry, ethnicity, sex, gender (including gender nonconformity and status as a transgender or transsexual individual), sexual orientation, marital status, age, physical or mental disability, citizenship, past, current or prospective service in the uniformed services, predisposing genetic characteristic, domestic violence victim status, arrest records, or any other characteristic protected under applicable federal, state or local law.

Search results loaded